Regulation

522 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

AML Compliance in Japan: A Risk-Based Approach

As the Financial Action Task Force and the Asia-Pacific Group on Money Laundering approaches its fourth round for mutual evaluation of Japan’s anti-money laundering compliance regime, many institutions—particularly regional and community banks—have found grasping the fundamentals of the problem a…